Senate Estimates Committee Opening Statement
Opening statement by Peter Kell, Deputy Chairman, ASIC, to the Senate Estimates Committee, Parliament House, Canberra, 4 June 2013.
ASIC's outlook ... the road ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Australian Shareholders’ Association (ASA) Making a Difference Conference 2013, 8 May 2013.
ASIC’s perspective on resources and reserves reporting
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Australian Securities Exchange / Joint Ore Reserves Committee roadshow, Melbourne, 29 April 2013
Global challenges facing regulators in the next decade
A speech by Greg Medcraft, Chairman, ASIC and Chairman, International Organization of Securities Commissions delivered at the American Australian Association lunch event, New York, 24 April 2013
Improving the global consistency of financial regulation
A speech by Greg Medcraft, Chairman, ASIC and Chairman, International Organization of Securities Commissions, delivered at the EuroFi High Level Seminar, Dublin, 11 April 2013
FOFA and the new reality
A speech by ASIC Commissioner, Peter Kell, delivered at the Money Management and Financial Services Council Breakfast Series, 12 March 2013.
Continuous disclosure
A speech by ASIC Commissioner, John Price, delivered at the Chartered Secretaries Australia (CSA) 2012 Annual Conference, 3 December 2012.
The challenges facing ASIC over the next decade
A speech by ASIC Chairman, Greg Medcraft, delivered at the American Chamber of Commerce in Australia Business Leaders’ Lunch, Hilton Sydney, 2 November 2012.
Challenges and strategies for IOSCO (PDF 69 KB)
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the International Centre for Financial Regulation, London, 4 September 2012.
Reshaping the regulatory-industry relationship
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the The Australian Hedge Fund Forum, 18 September 2012.
ASIC's financial adviser work for 2012-13
A speech by Peter Kell, ASIC Commissioner, delivered at the Association of Financial Advisers National Roadshow, Brisbane, 26 July 2012
Maintaining market integrity in a changing environment
Keynote speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Stockbrokers Association of Australia 2012 Annual Conference, 1 June 2012.
The future of advice post FoFA
A speech by Peter Kell, Commissioner, Australian Securities and Investments Commission to the Association of Financial Advisers / Financial Services Council Leadership Forum, 1 May 2012.
ASIC's focus relating to markets
A speech by Belinda Gibson, Deputy Chairman, Australian Securities and Investments Commission to the Financial Information Services Division (FISD) of the Software and Information Industry Association, 16 April 2012.
Ownership rights and ASIC’s regulatory agenda
A speech by Belinda Gibson, Deputy Chairman, Australian Securities and Investments Commission to the Agency in Capital Markets Ownership Matters Annual Governance Conference, 3 April 2012.
ASIC’s challenges in the years ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Asian and Oceanian Stock Exchanges Federation 30th AOSEF General Assembly & Working Committee Meeting, 29 March 2012.
Address to CMSF Concurrent Forum #2
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Conference of Major Superannuation Funds, Concurrent Forum #2, Plaza Auditorium, Convention & Exhibition Centre, Cnr Merivale & Glenelg Streets, Southbank, Brisbane on 19 March 2012.
Improving consumer and investor confidence
A speech by Peter Kell, Commissioner, ASIC, delivered to the Association of Superannuation Funds of Australia (ASFA} NSW February Luncheon Briefing, 14 February 2012
Committee for Sydney presentation
Speaking notes for address by ASIC Chairman, Greg Medcraft, to the Committee for Sydney , 8 November 2011
ASIC's priorities – financial advice, licensing and supervision
Speaking notes for address by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the FINSIA* Financial Services Conference 2011 , Ivy Ballroom, Sydney, 25 October 2011
Australian Hedge Fund Forum, Speaking notes for address by ASIC Chairman, Greg Medcraft, Sofitel Wentworth, Sydney, 15 September 2011
Abacus Chairs and CEO’s Forum, Speaking notes for address by ASIC Chairman, Greg Medcraft, Grand Ballroom, Sheraton on the Park, Sydney, 30 August 2011
Systemic risk: The role of securities regulators
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at Systemic Risk, Basel III, Financial Stability and Regulation Conference, Institute of Global Finance, 28 June 2011
News from the regulator
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at FOS National Conference 2011, Melbourne Convention and Exhibition Centre, 2 June 2011
Dark pools, HFT and competition
A speech by Shane Tregillis, ASIC Commissioner, at the Stockbrokers Association of Australia Conference 2011, Hilton Sydney, 26 May 2011
Exchanges in Asia: Trends and perspectives
A speech by Tony D’Aloisio, Chairman, ASIC to the 2011 International Options Market Association and International Options Clearing Association Annual Conference (World Federation of Exchanges), 4 May 2011
Views from ASIC: Insurance Council of Australia Regulatory Update
Speech by Commissioner, Dr Peter Boxall, to Insurance Council of Australia – Sydney, 9 March 2011
Q&A with Tony D'Aloisio Company Director magazine speaks to Tony D'Aloisio about some of the challenges he has faced as ASIC's chairman over the past four years and his views on the issues confronting company directors today. March 2011
Rules on exit fees are clear
An article by ASIC Chairman, Tony D'Aloisio, published in the Herald Sun on 19 November 2010
Recent changes in Australia's supervisory powers
A speech by Belinda Gibson, Deputy chairman, Australian Securities and Investments Commission to the 16th Annual ACLA National Conference, Sydney, 11 November 2010
ASIC's forward agenda
A speech by Tony D’Aloisio, Chairman, Australian Securities and Investments Commission to the American Chamber of Commerce in Australia (AmCham), Melbourne, 3 September 2010
ASIC's approach to market integrity
A speech by ASIC Chairman, Tony D'Aloisio, to the Monash Centre for Regulatory Studies and Clayton Utz Luncheon Lecture, 11 March 2010
The global regulatory outlook
A speech by Greg Medcraft, Commissioner, ASIC at the American Securitization Forum Conference, 1 February 2010, Gaylord National Hotel Washington D.C.
Investing in 2009, an address to the Naval, Military and Air Force Club of South Australia (Inc) by Jeremy Cooper, Deputy Chairman, ASIC on Wednesday, 11 March 2009, Adelaide
Helping retail investors, a speech by Jeremy Cooper, Deputy Chairman, to the 2009 SPAA National Conference, Adelaide Convention Centre, Wednesday, 11 March 2009
Capital markets update, a speech by ASIC Commissioner, Belinda Gibson, to the Australasian Investor Relations Association 2008 Annual Conference, 27 November 2008
ASIC Hot Topics, a presentation by ASIC Deputy Chairman, Jeremy Cooper, to the Institute of Actuaries and Finsia Business Luncheon, 17 July 2008, Sydney.
Opening remarks, by Belinda Gibson to the ASIC-ASX Conference, July 2008, Brisbane.
Securities markets, participants and ASIC, a paper by ASIC Chairman Tony D'Aloisio to the Securities & Derivatives Industry Association Conference, 22 May 2008, Melbourne
Opening remarks, by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth.
Illiterate investors will hurt us all, article by ASIC Deputy Chairman, Jeremy Cooper. (An edited version of this article was published in the Australian Financial Review on 22 February 2008).
Views on disclosure, advice and more, paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Association of Superannuation Funds of Australia Limited (ASFA), 2007 National Conference and Super Expo, 16 November 2007, Gold Coast, Queensland.
Corporate and market regulation: an ASIC update Paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Securities & Derivatives Industry Association
10th Annual Conference, 2 June 2007, Sydney
What you want to know about ASIC
An address by ASIC Deputy Chairman Jeremy Cooper to the Australian Shareholders Association, 5 July 2006
Managing conflicts of interest
An address by ASIC Deputy Chairman Jeremy Cooper to the Securities & Derivatives Industry Association, 26 May 2006, Melbourne
Working with Australian company directors
Paper presented by Jeremy Cooper, Deputy Chairman, ASIC, to the Federal Court of Australia/Law Council of Australia, Joint Corporations Law Seminar, 26 March 2006, Sydney
Consumer protection in financial services
An address by Jeffrey Lucy AM ASIC Chairman, at the Consumer Affairs Victoria – Third National Consumer Congress In pursuit of world class consumer policy, 17 March 2006, Melbourne
Conflict Cop
Transcript of an interview by Alan Kohler with Jeremy Cooper, Deputy Chairman, ASIC, published in the Eureka Report, 21 October 2005
ASIC-ACCC debt collection publications launch
A speech by Professor Berna Collier, ASIC Commissioner, to the Australian Institute of Credit Management National Conference, Gold Coast, 14 October 2005 at the launch of the 'Debt collection guideline: for collectors and creditors', and consumer brochure 'Dealing with debt: your rights and responsibilities'
ASIC - focusing on insolvency
An opening address by Jeffrey Lucy AM, Chairman ASIC to the National Conference of the Insolvency Practitioners Association of Australia, 13 October 2005, Adelaide
Wealth management and advice - the way ahead
A speech by Professor Berna Collier, ASIC Commissioner, to the Investment and Financial Services Association (IFSA), 5 October 2005
Super standards must be met
ASIC is not picking on financial planners but just doing its job, writes ASIC's Deputy Chairman, Jeremy Cooper, in an article in The Age, 16 September 2005
ASIC's increased focus on insolvency
A speech by Professor Berna Collier, ASIC Commissioner, to the Practical Insolvency and Practice Management Conference, 4 August 2005
Future directions for ASIC
A speech by Jeffrey Lucy AM, Chairman of ASIC to Committee for Economic Development of Australia (CEDA), Sydney, 15 April 2005
ASIC and the property sector
A presentation by Professor Berna Collier, ASIC Commissioner, to the 2004 Listed Property Trust Leaders Summit, 18 May 2004
ASIC's focus post 11 March 2004, a presentation by ASIC Commissioner, Berna Collier, to the Investment and Financial Services Association, Sydney, 17 March 2004
ASIC's enforcement powers and activities, a speech by ASIC Commissioner, Prof Berna Collier, to the Law Institute of Victoria, Annual Commerical Law Conference, 10 October 2003 (PDF file, 48KB)
Current corporate governance issues: An ASIC perspective, a speech by ASIC Commissioner, Prof Berna Collier, to the Northern Territory Chapter of the Business & Professional Women's Association, 19 September 2003 (PDF file, 38KB)
ASIC — friend or foe of business, an address by ASIC Chairman David Knott to the Australian Institute of Company Directors, Perth, 9 July 2003 (PDF file, 40KB)
'The regulatory perspective', an address by David Knott, Chairman, ASIC, to the International Accounting Standards Board World Standard Setters' conference, Hong Kong, 18 November 2002
'FSR seven months on' an address by Ian Johnston, ASIC's Executive Director, FSR to the NIBA conference, Adelaide, October 2002
"e-finance: trends and regulatory responses", a paper by ASIC's Executive Director Policy and Markets Regulation, Malcolm Rodgers, to the Monetary Authority of Singapore's Capital Markets Seminar, May 2002
"Risk and responsibility" an address by Professor Berna Collier, Commissioner, ASIC to the Institute of Chartered Accountants in Australia CA Conference, 27 April 2002.
"Current areas of concern to ASIC regarding corporate disclosure", an address by Jillian Segal, Deputy Chair, Australian Securities and Investments Commission, to the Australasian Investor Relations Association, Corporate Disclosure Practices Seminar, Sydney, 20 March 2002
Keynote address by Jane Goodman-Delahunty at ASIC's Stakeholder Forum, "Capitalising on Complaints: insights into handling finance sector complaints", November 2001
"No Dave, you can't do that", an address about the regulatory challenges of e-commerce and an update on financial services legislation, by ASIC's Executive Director Financial Services Regulation, Ian Johnston, to the recent National Insurance Brokers Association conference, 7 October 2001
"Protecting account aggregation consumers", a presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the IIR conference on Account Aggregation, September 2001
'Regulatory initiatives by ASIC in the cyber age', a presentation by Jillian Segal, Deputy Chair of ASIC, to the Faculty of Law, University of Sydney, "Financial Markets and the Internet" conference, Sydney, 31 May 2001
Chairman David Knott's speech to the Australian Institute of Company Directors discusses HIH, his resignation from the APRA Board and ASIC's work and priorities. 23 May 2001
"Managing the transition to Cyberworld", a presentation by Jillian Segal, ASIC Deputy Chair, to the Third Annual Asian Financial Law Conference, Sydney, 20 November 2000
'Managing Regulatory Change in Life Insurance and Pensions' by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Asian Development Bank - Managing Regulatory Change symposium on Electronic Distribution of Financial Products and Consumer Issues, Manila, November 2000
Regulatory issues impacting on insolvency
A speech by David Knott, Deputy Chairman, ASIC, to the National Conference of the Insolvency Practitioners Association of Australia, Adelaide, 13 October 2000
The Managed Investments Act - an update
An address by Alan Cameron, AM, Chairman of the Australian Securities and Investments Commission to the National Council Luncheon of the Trustee Corporations Association of Australia, Sydney, 31 March 2000
The business of Australia is...
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Victoria Graduate School of Business, Victoria University, Melbourne, 23 March 2000
ASIC speaks on fundraising, takeovers and CLERP
An address by Richard Cockburn, National Coordinator Fundraising Mergers & Acquisitions, Australian Securities and Investments Commission, 18 February 2000
The effect of harmonisation on the regulator and regulation
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission at a Committee for the Economic Development of Australia (CEDA) seminar "CLERP 6 - Government's blueprint for a single regulatory regime", Sydney, 11 February 2000
Yannon matter concludes
Speech notes for media conference 6 January 2000 by ASIC Chairman, Alan Cameron
1999
Avoiding Share Scams in Cyberspace
An address by Tim Phillipps, Director, Electronic Enforcement, ASIC to the Australian Financial Review seminar "Online Broking - Opportunity or Threat", Sydney, 20 & 21 September 1999
The globalisation of the securities market
An address by Alan Cameron, AM, Chairman of ASIC to the Seminar on the Globalisation of Securities, Allen Allen & Hemsley, Sydney, 16 August 1999
ASIC - The new regulatory regime
Jillian Segal, Commissioner, keynote address given to the Australian Association of Permanent Building Societies, 30 April 1999
Not another regulator!
An address by Alan Cameron, AM, Chairman of ASIC to the 1998 Suncorp-Metway Bob Nicol Memorial Lecture, Brisbane, 10 November 1998
Hints on downloading and printing PDF files