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 Complying with your licence | Your ongoing obligations as an AFS licensee: conduct and disclosure, training, managing conflicts of interest, business resources, dispute resolution and compensation arrangements Credit rating agencies must lodge a compliance report with ASIC |
Changes you must tell us about | These include:
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Check details and lodge forms | Check and change your details online How to lodge your annual accounts and audit report |
Disclosure | Disclosure and product disclosure statements |
Training | Training of financial product advisers |
Dispute resolution | Dispute resolution schemes and how we approve them |
Codes of practice | Copies of codes of practice Monitoring compliance with the codes of practice Compliance with codes of practice |
Resources | Resources for financial services professionals including:
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