Lodge online

Register for online access

How to lodge

Service availability

Download paper forms

Search all forms

Search ASIC registers

Within: 

Professional registers

--------------------------------------------------

More information

decrease text size increase text size print page

2010 media releases and advisories



Month
Media releases and advisories
Consumer alerts
December
10-254 - 10-288
November
10-225 - 10-253
10-11
October
10-209 -
10-09 - 10-10
September
10-184 -10-208
August
10-169 - 10-183
10-08
July
10-143- 10-168
June
10-112 - 10-142
10-06 - 10-07
May
10-92 -10-111
10-03 - 10-05
April
10-71-10-91
March
10-36-10-69
10-02
February
10-12-10-35
January
10-01-10-11
10-01

Other years: 2012 | 2011 | 2009 | 2008 | 2007 | 2006 and earlier


December 2010




Date

Number

Topic

24 Dec

10-288AD

ASIC extends transitional period for compliance with breach reporting conditions in group purchasing bodies class order

24 Dec

10-287AD

ASIC commences proceedings in the Federal Court of Australia

23 Dec

10-286AD

ASIC warns Telstra shareholders about unsolicited share offers

23 Dec

10-285AD

Former Canberra managing director arrested in Germany after fleeing on bail

23 Dec

10-284AD

ASIC releases access to financial advice report

22 Dec

10-283AD

Banking requirements reaffirmed for insolvency practitioners

22 Dec

10-282AD

ASIC's review of 30 June 2010 financial reports and focuses for 31 December 2010

22 Dec

10-281MR

ASIC to commence Storm legal proceedings

21 Dec

10-280AD

ASIC bans Darwin director

21 Dec

10-279AD

Ultrapay Limited to be wound up

21 Dec

10-278AD

Melbourne director sentenced

21 Dec

10-277AD

ASIC releases insolvency statistics from external administrator reports

20 Dec

10-276AD

ASIC updates guidance on compensation and insurance requirements for AFS licensees

20 Dec

10-275AD

ASIC accepts enforceable undertaking from Professional Investment Services Pty Ltd

20 Dec

10-274AD

ASIC secures sixth Westpoint settlement

17 Dec

10-273MR

Decisions in James Hardie civil penalty case

17 Dec

10-272AD

Kovelan Bangaru jailed on ASIC fraud charges

14 Dec

10-271AD

ASIC commences civil action against Melbourne-based derivatives dealer

14 Dec

10-270AD

Former gold coast property group director extradited and remanded into custody

13 Dec

10-269AD

ASIC releases guidance to provide greater certainty about delivering online financial services disclosures

10 Dec

10-268AD

Futures trader’s sentence upheld

10 Dec

10-267AD

ASIC works with the Rock Building Society to correct charging errors

10 Dec

10-266AD

ASIC releases stakeholder survey

10 Dec

10-265AD

Former Chartwell director pleads guilty to ASIC charges

9 Dec

10-264AD

Solicitor charged with aiding and abetting corporate offending

8 Dec

10-263AD

ASIC commences proceedings against ‘safety in the market’

8 Dec

10-262AD

ASIC acts on debt collection complaints and 236 debtors

7 Dec

10-261AD

Former Astarra investment manager pleads guilty to dishonest conduct

7 Dec

10-260AD

Sydney financial adviser banned

6 Dec

10-259AD

ASIC accepts enforceable undertaking from auditor of failed Allco Financial Group Limited

2 Dec

10-258AD

Former equities dealer imprisoned on front-running and tipping charges

2 Dec

10-257AD

Melbourne director sentenced

2 Dec

10-256MR

ASIC gives borrowers a break

1 Dec

10-255AD

Nufarm pays penalty and offers enforceable undertaking

1 Dec

10-254MR

Stakeholders continue to support key consumer protection regime for electronic funds transfer products in recent review

See also: Consumer alerts


November 2010




Date

Number

Topic

30 Nov

10-253AD

ASIC releases Australian Securities Exchange market assessment report

30 Nov

10-11CA

ASIC says beware of unsolicited offers for units in frozen funds

29 Nov

10-252AD

Margin lending relief for ASX-traded instalment warrants

26 Nov

10-251AD

Brisbane ‘property mentor’ found not guilty on fraud charges

26 Nov

10-250MR

ASIC announces intention to commence legal action

26 Nov

10-249AD

Former director of Power Financial Planning Pty Ltd sentenced to jail

24 Nov

10-248AD

ASIC shuts down unlicensed trading website

24 Nov

10-247AD

Provisional liquidator appointed to Ultrapay Limited

23 Nov

10-246MR

New ASIC investor guide plugs knowledge gaps for retail

22 Nov

10-245AD

ASIC charges former financial adviser

19 Nov

10-244AD

Supreme Court orders the return of passport to Roger Munro with conditions

19 Nov

10-243AD

ASIC releases updated guidance on administrative powers to enforce financial services legislation

17 Nov

10-242AD

ASIC issues report on relief decisions

17 Nov

10-241AD

Gold Coast resident pleads guilty to involvement in international investment scam

17 Nov

10-240AD

Mortgage broker sentence upheld

17 Nov

10-239MR

ASIC takes action to help investors understand OTC CFDs

16 Nov

10-238AD

Corporate adviser pleads guilty to insider trading charge

12 Nov

10-237AD

Former director of Power Financial Planning Pty Ltd found guilty

12 Nov

10-236AD

Former Chameleon Mining director withdraws guilty plea

11 Nov

10-235AD

ASIC accepts enforceable undertaking from former Gold Coast financial adviser

10 Nov

10-234MR

ASIC sets out expectations of lender practices on mortgage early termination fees

10 Nov

10-233AD

Former milk director found not guilty of fraud

10 Nov

10-232AD

ASIC releases guidance to improve margin lending disclosure

10 Nov

10-231AD

ASIC releases guidance on administrative powers to enforce new consumer credit legislation

9 Nov

10-230AD

ASIC bans Melbourne client adviser for market manipulation

9 Nov

10-229AD

Former company director charged with dishonest conduct

5 Nov

10-228AD

Former Perth financial adviser enters into enforceable undertaking with ASIC

4 Nov

10-227MR

ASIC consults on equity market structure regulatory

3 Nov

10-226AD

CBA subsidiary responds to ASIC concerns over former financial adviser

1 Nov

10-225AD

Former Bustan chairman committed for trial

See also: Consumer alerts


October 2010



See also: Consumer alerts


September 2010



See also: Consumer alerts


August 2010



See also: Consumer alerts


July 2010




June 2010




May 2010



See also Consumer alerts


April 2010




March 2010



See also: Consumer alerts


February 2010




See also: Consumer alerts



January 2010



See also: Consumer alerts



Other years: 2012 | 2011 | 2009 | 2008 | 2007 | 2006 and earlier




decrease text size increase text size print page