We have provided an update on the proposal to introduce a national examination for financial advisers. 13-78MR. 11 April 2013
We have released guidance for Australian financial services licensees and their representatives on how to comply with the fee disclosure statement requirements under the Future of Financial Advice reforms. 13-007MR. 25 January 2013
|Future of financial advice||Reforms coming to the financial advice industry.|
|Licensing||How to apply for an AFS licence.
Varying your licence. Cancelling your licence.
|Compliance||Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution.
Changes you must tell us about.
How to lodge and check your details online.
|Training||Training of financial product advisers|
|Carbon markets||Information for entities and individuals providing financial services and operating financial markets in regulated emissions units.|
|Managed investment schemes||Starting, running and closing managed investment schemes.|
|Superannuation||ASIC's role in super, Stronger Super reform, shorter PDS regime.|
|Relief||How to apply for relief from the law.
ASIC's policy and reports on relief.
Class order relief by topic.
|Reference checking||Reference checking directory for the financial services industry|
|Resources||Resources for financial services professionals including: