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Managed investment releases by year

See also:
Releases about financial services and product disclosure
Index of regulatory documents - managed investments

By year	By topic
2013 \| 2012 \| 2011 \| 2010 \| 2009 \| 2008 \| 2007 \| 2006 \| 2005 \| 2004 \| 2003

2013 releases

ASIC consults on risk management for responsible entities 13-059MR, 21 March 2012

2012 releases

ASIC consults on changes to scheme property arrangements 12-328MR, 20 December 2012
ASIC reviews money market funds sector, 12-327MR, 20 December 2012
ASIC consults on periodic statement requirements and relief for AQUA products
ASIC consults on periodic statement requirements and relief for AQUA products, 12-320MR, 17 December 2012
ASIC releases guidance to improve the quality and reliability of investment research, 12-307MR, 10 December 2012.
ASIC consults on revised financial requirements for C & D service providers and holding assets of managed investment schemes, 12-279MR, 14 November
Review of risk management in the funds management sector,12-220MR. 10 September 2012
Review of asset consultants, 12-191MR, 9 August 2012
ASIC review of unlisted property MIS sector, 12-168MR, 17 July
ASIC releases custodial and depository services report, 12-155MR, 5 July 2012
ASIC improves disclosure of unlisted property scheme risks, 12-56MR, 28 March
ASIC consults on regulatory approach to platforms, 12-49AD, 13 March
Policy on indirect self-acquisitions, 12-26AD, 16 February
Investor guide and disclosure guidance for agribusiness schemes, 12-09AD, 30 January

2011 releases

New financial requirements for responsible entities, 11-242MR, 7 November 2011
ASIC proposals to improve unlisted property schemes disclosure, 11-140MR, 12 July 2011
ASIC grants further extension of relief – funded representative actions and funded proof of debt arrangements, 11-131AD, 1 July 2011
Extension of transition period for shorter PDS regime, 11-121AD, 21 June 2011

2010 releases

ASIC releases proposals to strengthen disclosure by unlisted mortgage schemes, 10-209AD. 6 October 2010
ASIC issues consultation paper on financial requirements for managed investment scheme responsible entities, 10-208MR. 30 September 2010
ASIC updates guidance on product disclosure statements, 10-184AD. 6 September 2010
Shorter and simpler PDSs: Superannuation, managed investment schemes and margin lending, 22 July 2010
ASIC seeks comment on proposed relief from indirect self-acquisition provisions, 10-126AD, 18 June 2010
ASIC consults to improve disclosure by infrastructure entities, 10-81AD, 19 April 2010

2009 releases

ASIC grants transitional relief from regulation for funded class actions, 09-218MR, 5 November 2009
Expanded relief for hardship withdrawals from frozen mortgage funds, 09-148AD, 17 August 2009
New market disclosure measures to enhance capital raising and continuous disclosure by unlisted entities, AD 09-110, 18 June 2009
ASIC to accept online applications for scheme registration, AD 09-40, 9 March 2009
ASIC seeks comment on proposals to facilitate equity capital raising and participation by retail investors, AD09-26, 24 February 2009.

2008 releases

ASIC issues consultation paper on share purchase plan threshold, AD08-88, 18 December 2008
ASIC releases final guidance to improve disclosure by unlisted mortgage and property schemes, AD 08-2, 2 September 2008
Unit pricing guide update, 08-197, 28 August 2008
Ongoing licensing relief for trustees of wholesale equity schemes, IR 08-21, 8 August 2008
ASIC releases proposals to improve disclosure by unlisted mortgage and property schemes, 08-153, 8 July 2008

2007 releases

Auditor notifications about AFS licensees, IR 07-55, 20 December 2007
ASIC grants relief to facilitate on-market buy-backs by ASX-listed schemes, IR 07-54, 13 December 2007
Class order on Singaporean collective investment schemes, IR 07-53, 4 December 2007
ASIC updates guidance on licensee obligations, IR 07-45, 11 October 2007
ASIC consults on class order relief for share and unit sale facilities, IR 07-35, 4 July 2007
ASIC consults on managed investment schemes: withdrawal rights and scheme liquidity, IR 07-33, 3 July 2007
ASIC clarifies audit report requirements for investor directed portfolio and managed discretionary account services, IR 07-31, 2 July 2007
ASIC consults on proposals to review its policy on investor directed portfolio services, IR 07-27, 20 May 2007
ASIC consults on proposals to modify requirements for management rights schemes, IR 07-16, 7 May 2007
New policy on auditor rotation released, IR 07-05, 12 February 2007
ASIC amends policy statement on time-sharing schemes, IR 07-04, 8 February 2007
Changes to managed investments class order relief , IR 07-02, 19 January 2007

2006 releases

ASIC consults on listed managed investment scheme buy-backs policy, IR 06-44, 19 December 2006
Updated fees and costs disclosure guide issued, IR 06-23, 5 July 2006
ASIC consults on timeshare schemes, IR 06-16, 25 May 2006
ASIC issues fees and costs disclosure guide, IR 06-07, 16 March 2006

2005 releases

Relief facilitates pricing discretions by responsible entities IR 05-66, 22 December 2005
Latest report on relief applications from financial service providers IR 05-65, 21 December 2005
APRA and ASIC release guide to good practice in unit pricing, Media release 05-344, 3 November 2005
ASIC reviews transaction fee disclosure, Media release 05-266, 7 September 2005
ASIC extends interim relief for certain managed investment scheme constitutions, IR 05-34, 23 June 2005
ASIC facilitates removing termination date from property trust deeds, IR 05-29, 6 June 2005
ASIC expands class order relief for responsible entities of managed investment schemes, IR 05-20, 11 May 2005
ASIC further extends interim relief for managed investment scheme constitutions, IR 05-15, 24 March 2005
ASIC issues licensing relief for securitisation special purpose vehicles Conditional exemption for securitisation special purpose companies and trustees from the requirement to obtain an AFS licence. IR 05-01, 11 January 2005

2004 releases

ASIC helps managed investment schemes move smoothly to new accounting standards, IR 04-79, 22 December 2004.
ASIC extends interim relief for managed investment scheme constitutions, IR 04-77, 22 December 2004.
ASIC extends transitional relief for certain managed investment schemes, IR 04-76, 22 December 2004.
ASIC clarifies relief to assist charities raise funds, IR 04-69, 20 December 2004
ASIC seeks comments on relief for managed investment scheme constitutions Your comments are invited by 30 November. IR 04-49, 1 October 2004
Operators of managed discretionary account services - apply for your licence authorisation from 30 September 2004, IR 04-45, 9 September 2004
ASIC reminds responsible entities to lodge compliance plan audit reports on time, IR 04-44, 8 September 2004
ASIC acts against misleading conduct in the sale of education benefit funds, Media release 04-276, 27 August 2004
ASIC proposes ongoing licensing relief for securitisation special purpose vehicles, IR 04-41, 17 August 2004
ASIC completes review of Australian managed fund practices: late trading and market timing, Media release 04-251, 6 August 2004
ASIC announces interim position on transaction costs for managed investment scheme constitutions, IR 04-31, 8 July 2004
ASIC provides relief for furniture funds in management rights schemes, IR 04-30, 7 July 2004
ASIC clarifies audit and procedural requirements for investor-directed portfolio services, IDPS-like schemes and nominee and custody services, IR 04-24, 17 June 2004
Extension of transition for managed discretionary account service providers under Policy Statement 179, IR 04-21, 11 June 2004
Policy Statement 178: Foreign Collective Investment Schemes released, IR 04-20, 29 May 2004. Replaces Policy Statement 65
Compliance with ASIC Policy Statement 179: Managed discretionary account services, IR 04-19, 27 May 2004
30 June deadline to seek extension of relief for non-transitioning managed investment schemes, Media release 04-162 , 26 May 2004
ASIC releases new and updated compliance plan commentaries, IR 04-15, 15 April 2004
ASIC extends interim relief to foreign collective investment schemes Class Order 98/55 amended, IR 04-14, 30 March 2004
Regulation of managed discretionary account services, IR 04-01, 6 January 2004

2003 releases

Foreign collective investment schemes relief extended, IR 03-40, 23 December 2003
Policy proposal paper on managed discretionary account services, IR 03-11, 16 April 2003
Further extension of interim relief for non-transitioning managed interest schemes, IR 03-5, 5 March 2003

ASIC Website: Printed 05/23/2013